Of Identity and Diversity
Locke (John)
Source: Locke - Essay, Book 2, Chapter 27
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Write-up1 (as at 03/05/2025 12:53:17): Locke - Essay, Book 2, Chapter 27

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John Locke, “Of Identity and Diversity”
Chapter XXVII of An Essay Concerning Human Understanding, 2nd Edition

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  1. Wherein Identity consists. (See Bennett5)
    • ANOTHER occasion the mind often takes of comparing, is the very being of things, when, considering ANYTHING AS EXISTING AT ANY DETERMINED TIME AND PLACE, we compare it with ITSELF EXISTING AT ANOTHER TIME, and thereon form the ideas of IDENTITY and DIVERSITY. When we see anything to be in any place in any instant of time, we are sure (be it what it will) that it is that very thing, and not another which at that same time exists in another place, how like and undistinguishable soever it may be in all other respects: and in this consists IDENTITY, when the ideas it is attributed to vary not at all from what they were that moment wherein we consider their former existence, and to which we compare the present. For we never finding, nor conceiving it possible, that two things of the same kind should exist in the same place at the same time, we rightly conclude, that, whatever exists anywhere at any time, excludes all of the same kind, and is there itself alone. When therefore we demand whether anything be the SAME or no, it refers always to something that existed such a time in such a place, which it was certain, at that instant, was the same with itself, and no other. From whence it follows, that one thing cannot have two beginnings of existence, nor two things one beginning; it being impossible for two things of the same kind to be or exist in the same instant, in the very same place; or one and the same thing in different places. That, therefore, that had one beginning, is the same thing; and that which had a different beginning in time and place from that, is not the same, but diverse. That which has made the difficulty about this relation has been the little care and attention used in having precise notions of the things to which it is attributed.
  2. Identity of Substances. (See Bennett6)
    • We have the ideas but of three sorts of substances:
      → 1. GOD.
      → 2. FINITE INTELLIGENCES.
      → 3. BODIES.
    • First, GOD is without beginning, eternal, unalterable, and everywhere, and therefore concerning his identity there can be no doubt.
    • Secondly, FINITE SPIRITS having had each its determinated time and place of beginning to exist, the relation to that time and place will always determine to each of them its identity, as long as it exists.
    • Thirdly, The same will hold of every PARTICLE OF MATTER, to which no addition or subtraction of matter being made, it is the same. For, though these three sorts of substances, as we term them, do not exclude one another out of the same place, yet we cannot conceive but that they must necessarily each of them exclude any of the same kind out of the same place: or else the notions and names of identity and diversity would be in vain, and there could be no such distinctions of substances, or anything else one from another. For example: could two bodies be in the same place at the same time; then those two parcels of matter must be one and the same, take them great or little; nay, all bodies must be one and the same. For, by the same reason that two particles of matter may be in one place, all bodies may be in one place: which, when it can be supposed, takes away the distinction of identity and diversity of one and more, and renders it ridiculous. But it being a contradiction that two or more should be one, identity and diversity are relations and ways of comparing well founded, and of use to the understanding. All other things being but modes or relations ultimately terminated in substances, the identity and diversity of each particular existence of them too will be by the same way determined: only as to things whose existence is in succession, such as are the actions of finite beings, v. g. MOTION and THOUGHT, both which consist in a continued train of succession, concerning THEIR diversity there can be no question: because each perishing the moment it begins, they cannot exist in different times, or in different places, as permanent beings can at different times exist in distant places; and therefore no motion or thought, considered as at different times, can be the same, each part thereof having a different beginning of existence.
  3. Principium Individuationis. (See Bennett7)
    • From what has been said, it is easy to discover what is so much inquired after, the PRINCIPIUM INDIVIDUATIONIS; and that, it is plain, is existence itself; which determines a being of any sort to a particular time and place, incommunicable to two beings of the same kind. This, though it seems easier to conceive in simple substances or modes; yet, when reflected on, is not more difficult in compound ones, if care be taken to what it is applied: v.g. let us suppose an atom, i.e. a continued body under one immutable superficies, existing in a determined time and place; it is evident, that, considered in any instant of its existence, it is in that instant the same with itself. For, being at that instant what it is, and nothing else, it is the same, and so must continue as long as its existence is continued; for so long it will be the same, and no other. In like manner, if two or more atoms be joined together into the same mass, every one of those atoms will be the same, by the foregoing rule: and whilst they exist united together, the mass, consisting of the same atoms, must be the same mass, or the same body, let the parts be ever so differently jumbled. But if one of these atoms be taken away, or one new one added, it is no longer the same mass or the same body. In the state of living creatures, their identity depends not on a mass of the same particles, but on something else. For in them the variation of great parcels of matter alters not the identity: an oak growing from a plant to a great tree, and then lopped, is still the same oak; and a colt grown up to a horse, sometimes fat, sometimes lean, is all the while the same horse: though, in both these cases, there may be a manifest change of the parts; so that truly they are not either of them the same masses of matter, though they be truly one of them the same oak, and the other the same horse. The reason whereof is, that, in these two cases — a MASS OF MATTER and a LIVING BODY — identity is not applied to the same thing.
  4. Identity of Vegetables. (See Bennett8)
    • We must therefore consider wherein an oak differs from a mass of matter, and that seems to me to be in this, that the one is only the cohesion of particles of matter any how united, the other such a disposition of them as constitutes the parts of an oak; and such an organization of those parts as is fit to receive and distribute nourishment, so as to continue and frame the wood, bark, and leaves, &c., of an oak, in which consists the vegetable life. That being then one plant which has such an organization of parts in one coherent body, partaking of one common life, it continues to be the same plant as long as it partakes of the same life, though that life be communicated to new particles of matter vitally united to the living plant, in a like continued organization conformable to that sort of plants. For this organization, being at any one instant in any one collection of matter, is in that particular concrete distinguished from all other, and IS that individual life, which existing constantly from that moment both forwards and backwards, in the same continuity of insensibly succeeding parts united to the living body of the plant, it has that identity which makes the same plant, and all the parts of it, parts of the same plant, during all the time that they exist united in that continued organization, which is fit to convey that common life to all the parts so united.
  5. Identity of Animals. (See Bennett9)
    • The case is not so much different in BRUTES but that any one may hence see what makes an animal and continues it the same. Something we have like this in machines, and may serve to illustrate it. For example, what is a watch? It is plain it is nothing but a fit organization or construction of parts to a certain end, which, when a sufficient force is added to it, it is capable to attain. If we would suppose this machine one continued body, all whose organized parts were repaired, increased, or diminished by a constant addition or separation of insensible parts, with one common life, we should have something very much like the body of an animal; with this difference, That, in an animal the fitness of the organization, and the motion wherein life consists, begin together, the motion coming from within; but in machines the force coming sensibly from without, is often away when the organ is in order, and well fitted to receive it.
  6. The Identity of Man. (See Bennett10)
    • This also shows wherein the identity of the same MAN consists; viz. in nothing but a participation of the same continued life, by constantly fleeting particles of matter, in succession vitally united to the same organized body. He that shall place the identity of man in anything else, but, like that of other animals, in one fitly organized body, taken in any one instant, and from thence continued, under one organization of life, in several successively fleeting particles of matter united to it, will find it hard to make an embryo, one of years, mad and sober, the SAME man, by any supposition, that will not make it possible for Seth, Ismael, Socrates, Pilate, St. Austin, and Caesar Borgia, to be the same man. For if the identity of SOUL ALONE makes the same MAN; and there be nothing in the nature of matter why the same individual spirit may not be united to different bodies, it will be possible that those men, living in distant ages, and of different tempers, may have been the same man: which way of speaking must be from a very strange use of the word man, applied to an idea out of which body and shape are excluded. And that way of speaking would agree yet worse with the notions of those philosophers who allow of transmigration, and are of opinion that the souls of men may, for their miscarriages, be detruded into the bodies of beasts, as fit habitations, with organs suited to the satisfaction of their brutal inclinations. But yet I think nobody, could he be sure that the SOUL of Heliogabalus were in one of his hogs, would yet say that hog were a MAN or Heliogabalus.
  7. Idea of Identity suited to the Idea it is applied to. (See Bennett11)
    • It is not therefore unity of substance that comprehends all sorts of identity, or will determine it in every case; but to conceive and judge of it aright, we must consider what idea the word it is applied to stands for: it being one thing to be the same SUBSTANCE, another the same MAN, and a third the same PERSON, if PERSON, MAN, and SUBSTANCE, are three names standing for three different ideas;—for such as is the idea belonging to that name, such must be the identity; which, if it had been a little more carefully attended to, would possibly have prevented a great deal of that confusion which often occurs about this matter, with no small seeming difficulties, especially concerning PERSONAL identity, which therefore we shall in the next place a little consider.
  8. Same man11. (See Bennett13)
    • An animal is a living organized body; and consequently the same animal, as we have observed, is the same continued LIFE communicated to different particles of matter, as they happen successively to be united to that organized living body. And whatever is talked of other definitions, ingenious observation puts it past doubt, that the idea in our minds, of which the sound man in our mouths is the sign, is nothing else but of an animal of such a certain form. Since I think I may be confident, that, whoever should see a creature of his own shape or make, though it had no more reason all its life than a cat or a parrot, would call him still a MAN; or whoever should hear a cat or a parrot discourse, reason, and philosophize, would call or think it nothing but a CAT or a PARROT; and say, the one was a dull irrational man, and the other a very intelligent rational parrot.
    • For I presume it is not the idea of a thinking or rational being alone that makes the IDEA OF A MAN in most people's sense: but of a body, so and so shaped, joined to it; and if that be the idea of a man, the same successive body not shifted all at once, must, as well as the same immaterial spirit, go to the making of the same man.
  9. Personal Identity. (See Bennett14)
    • This being premised, to find wherein personal identity consists, we must consider what PERSON stands for;—which, I think, is a thinking intelligent being, that has reason and reflection, and can consider itself as itself, the same thinking thing, in different times and places; which it does only by that consciousness which is inseparable from thinking, and, as it seems to me, essential to it: it being impossible for any one to perceive without PERCEIVING that he does perceive. When we see, hear, smell, taste, feel, meditate, or will anything, we know that we do so. Thus it is always as to our present sensations and perceptions: and by this every one is to himself that which he calls SELF:—it not being considered, in this case, whether the same self be continued in the same or divers substances. For, since consciousness always accompanies thinking, and it is that which makes every one to be what he calls self, and thereby distinguishes himself from all other thinking things, in this alone consists personal identity, i.e. the sameness of a rational being: and as far as this consciousness can be extended backwards to any past action or thought, so far reaches the identity of that person; it is the same self now it was then; and it is by the same self with this present one that now reflects on it, that that action was done.
  10. Consciousness makes personal Identity. (See Bennett15)
    • But it is further inquired, whether it be the same identical substance. This few would think they had reason to doubt of, if these perceptions, with their consciousness, always remained present in the mind, whereby the same thinking thing would be always consciously present, and, as would be thought, evidently the same to itself. But that which seems to make the difficulty is this, that this consciousness being interrupted always by forgetfulness, there being no moment of our lives wherein we have the whole train of all our past actions before our eyes in one view, but even the best memories losing the sight of one part whilst they are viewing another; and we sometimes, and that the greatest part of our lives, not reflecting on our past selves, being intent on our present thoughts, and in sound sleep having no thoughts at all, or at least none with that consciousness which remarks our waking thoughts,—I say, in all these cases, our consciousness being interrupted, and we losing the sight of our past selves, doubts are raised whether we are the same thinking thing, i.e. the same SUBSTANCE or no. Which, however reasonable or unreasonable, concerns not PERSONAL identity at all. The question being what makes the same person; and not whether it be the same identical substance, which always thinks in the same person, which, in this case, matters not at all: different substances, by the same consciousness (where they do partake in it) being united into one person, as well as different bodies by the same life are united into one animal, whose identity is preserved in that change of substances by the unity of one continued life. For, it being the same consciousness that makes a man be himself to himself, personal identity depends on that only, whether it be annexed solely to one individual substance, or can be continued in a succession of several substances. For as far as any intelligent being CAN repeat the idea of any past action with the same consciousness it had of it at first, and with the same consciousness it has of any present action; so far it is the same personal self. For it is by the consciousness it has of its present thoughts and actions, that it is SELF TO ITSELF now, and so will be the same self, as far as the same consciousness can extend to actions past or to come; and would be by distance of time, or change of substance, no more two persons, than a man be two men by wearing other clothes to-day than he did yesterday, with a long or a short sleep between: the same consciousness uniting those distant actions into the same person, whatever substances contributed to their production.
  11. Personal Identity in Change of Substance. (See Bennett16)
    • That this is so, we have some kind of evidence in our very bodies, all whose particles, whilst vitally united to this same thinking conscious self, so that WE FEEL when they are touched, and are affected by, and conscious of good or harm that happens to them, are a part of ourselves; i.e. of our thinking conscious self. Thus, the limbs of his body are to every one a part of himself; he sympathizes and is concerned for them. Cut off a hand, and thereby separate it from that consciousness he had of its heat, cold, and other affections, and it is then no longer a part of that which is himself, any more than the remotest part of matter. Thus, we see the SUBSTANCE whereof personal self consisted at one time may be varied at another, without the change of personal identity; there being no question about the same person, though the limbs which but now were a part of it, be cut off.
  12. Personality in Change of Substance. (See Bennett17)
    • But the question is, Whether if the same substance which thinks be changed, it can be the same person; or, remaining the same, it can be different persons?
    • And to this I answer: First, This can be no question at all to those who place thought in a purely material animal constitution, void of an immaterial substance. For, whether their supposition be true or no, it is plain they conceive personal identity preserved in something else than identity of substance; as animal identity is preserved in identity of life, and not of substance. And therefore those who place thinking in an immaterial substance only, before they can come to deal with these men, must show why personal identity cannot be preserved in the change of immaterial substances, or variety of particular immaterial substances, as well as animal identity is preserved in the change of material substances, or variety of particular bodies: unless they will say, it is one immaterial spirit that makes the same life in brutes, as it is one immaterial spirit that makes the same person in men; which the Cartesians at least will not admit, for fear of making brutes thinking things too.
  13. Whether in Change of thinking Substances there can be one Person. (See Bennett18)
    • But next, as to the first part of the question, Whether, if the same thinking substance (supposing immaterial substances only to think) be changed, it can be the same person? I answer, that cannot be resolved but by those who know there can what kind of substances they are that do think; and whether the consciousness of past actions can be transferred from one thinking substance to another. I grant were the same consciousness the same individual action it could not: but it being a present representation of a past action, why it may not be possible, that that may be represented to the mind to have been which really never was, will remain to be shown. And therefore how far the consciousness of past actions is annexed to any individual agent, so that another cannot possibly have it, will be hard for us to determine, till we know what kind of action it is that cannot be done without a reflex act of perception accompanying it, and how performed by thinking substances, who cannot think without being conscious of it. But that which we call the same consciousness, not being the same individual act, why one intellectual substance may not have represented to it, as done by itself, what IT never did, and was perhaps done by some other agent—why, I say, such a representation may not possibly be without reality of matter of fact, as well as several representations in dreams are, which yet whilst dreaming we take for true—will be difficult to conclude from the nature of things. And that it never is so, will by us, till we have clearer views of the nature of thinking substances, be best resolved into the goodness of God; who, as far as the happiness or misery of any of his sensible creatures is concerned in it, will not, by a fatal error of theirs, transfer from one to another that consciousness which draws reward or punishment with it. How far this may be an argument against those who would place thinking in a system of fleeting animal spirits, I leave to be considered. But yet, to return to the question before us, it must be allowed, that, if the same consciousness (which, as has been shown, is quite a different thing from the same numerical figure or motion in body) can be transferred from one thinking substance to another, it will be possible that two thinking substances may make but one person. For the same consciousness being preserved, whether in the same or different substances, the personal identity is preserved.
  14. Whether, the same immaterial Substance remaining, there can be two Persons. (See Bennett19)
    • As to the second part of the question, Whether the same immaterial substance remaining, there may be two distinct persons; which question seems to me to be built on this,—Whether the same immaterial being, being conscious of the action of its past duration, may be wholly stripped of all the consciousness of its past existence, and lose it beyond the power of ever retrieving it again: and so as it were beginning a new account from a new period, have a consciousness that CANNOT reach beyond this new state. All those who hold pre-existence are evidently of this mind; since they allow the soul to have no remaining consciousness of what it did in that pre-existent state, either wholly separate from body, or informing any other body; and if they should not, it is plain experience would be against them. So that personal identity, reaching no further than consciousness reaches, a pre-existent spirit not having continued so many ages in a state of silence, must needs make different persons. Suppose a Christian Platonist or a Pythagorean should, upon God's having ended all his works of creation the seventh day, think his soul hath existed ever since; and should imagine it has revolved in several human bodies; as I once met with one, who was persuaded his had been the SOUL of Socrates (how reasonably I will not dispute; this I know, that in the post he filled, which was no inconsiderable one, he passed for a very rational man, and the press has shown that he wanted not parts or learning;)—would any one say, that he, being not conscious of any of Socrates's actions or thoughts, could be the same PERSON with Socrates? Let any one reflect upon himself, and conclude that he has in himself an immaterial spirit, which is that which thinks in him, and, in the constant change of his body keeps him the same: and is that which he calls HIMSELF: let his also suppose it to be the same soul that was in Nestor or Thersites, at the siege of Troy, (for souls being, as far as we know anything of them, in their nature indifferent to any parcel of matter, the supposition has no apparent absurdity in it,) which it may have been, as well as it is now the soul of any other man: but he now having no consciousness of any of the actions either of Nestor or Thersites, does or can he conceive himself the same person with either of them? Can he be concerned in either of their actions? attribute them to himself, or think them his own more than the actions of any other men that ever existed? So that this consciousness, not reaching to any of the actions of either of those men, he is no more one SELF with either of them than of the soul of immaterial spirit that now informs him had been created, and began to exist, when it began to inform his present body; though it were never so true, that the same SPIRIT that informed Nestor's or Thersites' body were numerically the same that now informs his. For this would no more make him the same person with Nestor, than if some of the particles of smaller that were once a part of Nestor were now a part of this man the same immaterial substance, without the same consciousness, no more making the same person, by being united to any body, than the same particle of matter, without consciousness, united to any body, makes the same person. But let him once find himself conscious of any of the actions of Nestor, he then finds himself the same person with Nestor.
  15. The body, as well as the soul, goes to the making of a Man. (See Bennett20)
    • And thus may we be able, without any difficulty, to conceive the same person at the resurrection, though in a body not exactly in make or parts the same which he had here,—the same consciousness going along with the soul that inhabits it. But yet the soul alone, in the change of bodies, would scarce to any one but to him that makes the soul the man, be enough to make the same man. For should the soul of a prince, carrying with it the consciousness of the prince's past life, enter and inform the body of a cobbler, as soon as deserted by his own soul, every one sees he would be the same PERSON with the prince, accountable only for the prince's actions: but who would say it was the same MAN? The body too goes to the making the man, and would, I guess, to everybody determine the man in this case, wherein the soul, with all its princely thoughts about it, would not make another man: but he would be the same cobbler to every one besides himself. I know that, in the ordinary way of speaking, the same person, and the same man, stand for one and the same thing. And indeed every one will always have a liberty to speak as he pleases, and to apply what articulate sounds to what ideas he thinks fit, and change them as often as he pleases. But yet, when we will inquire what makes the same SPIRIT, MAN, or PERSON, we must fix the ideas of spirit, man, or person in our minds; and having resolved with ourselves what we mean by them, it will not be hard to determine, in either of them, or the like, when it is the same, and when not.
  16. Consciousness alone unites actions into the same Person. (See Bennett21)
    • But though the same immaterial substance or soul does not alone, wherever it be, and in whatsoever state, make the same MAN; yet it is plain, consciousness, as far as ever it can be extended—should it be to ages past—unites existences and actions very remote in time into the same PERSON, as well as it does the existences and actions of the immediately preceding moment: so that whatever has the consciousness of present and past actions, is the same person to whom they both belong. Had I the same consciousness that I saw the ark and Noah's flood, as that I saw an overflowing of the Thames last winter, or as that I write now, I could no more doubt that I who write this now, that saw the Thames overflowed last winter, and that viewed the flood at the general deluge, was the same SELF,—place that self in what SUBSTANCE you please—than that I who write this am the same MYSELF now whilst I write (whether I consist of all the same substance material or immaterial, or no) that I was yesterday. For as to this point of being the same self, it matters not whether this present self be made up of the same or other substances—I being as much concerned, and as justly accountable for any action that was done a thousand years since, appropriated to me now by this self-consciousness, as I am for what I did the last moment.
  17. Self depends on Consciousness, not on Substance. (See Bennett22)
    • SELF is that conscious thinking thing,—whatever substance made up of, (whether spiritual or material, simple or compounded, it matters not)—which is sensible or conscious of pleasure and pain, capable of happiness or misery, and so is concerned for itself, as far as that consciousness extends. Thus every one finds that, whilst comprehended under that consciousness, the little finger is as much a part of himself as what is most so. Upon separation of this little finger, should this consciousness go along with the little finger, and leave the rest of the body, it is evident the little finger would be the person, the same person; and self then would have nothing to do with the rest of the body. As in this case it is the consciousness that goes along with the substance, when one part is separate from another, which makes the same person, and constitutes this inseparable self: so it is in reference to substances remote in time. That with which the consciousness of this present thinking thing CAN join itself, makes the same person, and is one self with it, and with nothing else; and so attributes to itself, and owns all the actions of that thing, as its own, as far as that consciousness reaches, and no further; as every one who reflects will perceive.
  18. Persons, not Substances, the Objects of Reward and Punishment. (See Bennett23)
    • In this personal identity is founded all the right and justice of reward and punishment; happiness and misery being that for which every one is concerned for HIMSELF, and not mattering what becomes of any SUBSTANCE, not joined to, or affected with that consciousness. For, as it is evident in the instance I gave but now, if the consciousness went along with the little finger when it was cut off, that would be the same self which was concerned for the whole body yesterday, as making part of itself, whose actions then it cannot but admit as its own now. Though, if the same body should still live, and immediately from the separation of the little finger have its own peculiar consciousness, whereof the little finger knew nothing, it would not at all be concerned for it, as a part of itself, or could own any of its actions, or have any of them imputed to him.
  19. Which shows wherein Personal identity consists. (See Bennett24)
    • This may show us wherein personal identity consists: not in the identity of substance, but, as I have said, in the identity of consciousness, wherein if Socrates and the present mayor of Queenborough agree, they are the same person: if the same Socrates waking and sleeping do not partake of the same consciousness, Socrates waking and sleeping is not the same person. And to punish Socrates waking for what sleeping Socrates thought, and waking Socrates was never conscious of, would be no more of right, than to punish one twin for what his brother-twin did, whereof he knew nothing, because their outsides were so like, that they could not be distinguished; for such twins have been seen.
  20. Absolute oblivion separates what is thus forgotten from the person, but not from the man. (See Bennett25)
    • But yet possibly it will still be objected,—Suppose I wholly lose the memory of some parts of my life, beyond a possibility of retrieving them, so that perhaps I shall never be conscious of them again; yet am I not the same person that did those actions, had those thoughts that I once was conscious of, though I have now forgot them? To which I answer, that we must here take notice what the word I is applied to; which, in this case, is the MAN only. And the same man being presumed to be the same person, I is easily here supposed to stand also for the same person. But if it be possible for the same man to have distinct incommunicable consciousness at different times, it is past doubt the same man would at different times make different persons; which, we see, is the sense of mankind in the solemnest declaration of their opinions, human laws not punishing the mad man for the sober man's actions, nor the sober man for what the mad man did,—thereby making them two persons: which is somewhat explained by our way of speaking in English when we say such an one is 'not himself,' or is 'beside himself'; in which phrases it is insinuated, as if those who now, or at least first used them, thought that self was changed; the selfsame person was no longer in that man.
  21. Difference between Identity of Man and of Person. (See Bennett26)
    • But yet it is hard to conceive that Socrates, the same individual man, should be two persons. To help us a little in this, we must consider what is meant by Socrates, or the same individual MAN.
    • First, it must be either the same individual, immaterial, thinking substance; in short, the same numerical soul, and nothing else.
    • Secondly, or the same animal, without any regard to an immaterial soul.
    • Thirdly, or the same immaterial spirit united to the same animal.
    • Now, take which of these suppositions you please, it is impossible to make personal identity to consist in anything but consciousness; or reach any further than that does.
    • For, by the first of them, it must be allowed possible that a man born of different women, and in distant times, may be the same man. A way of speaking which, whoever admits, must allow it possible for the same man to be two distinct persons, as any two that have lived in different ages without the knowledge of one another's thoughts.
    • By the second and third, Socrates, in this life and after it, cannot be the same man any way, but by the same consciousness; and so making human identity to consist in the same thing wherein we place personal identity, there will be difficulty to allow the same man to be the same person. But then they who place human identity in consciousness only, and not in something else, must consider how they will make the infant Socrates the same man with Socrates after the resurrection. But whatsoever to some men makes a man, and consequently the same individual man, wherein perhaps few are agreed, personal identity can by us be placed in nothing but consciousness, (which is that alone which makes what we call SELF,) without involving us in great absurdities.
  22. (See Bennett27)
    • But is not a man drunk and sober the same person? why else is he punished for the fact he commits when drunk, though he be never afterwards conscious of it? Just as much the same person as a man that walks, and does other things in his sleep, is the same person, and is answerable for any mischief he shall do in it. Human laws punish both, with a justice suitable to THEIR way of knowledge;—because, in these cases, they cannot distinguish certainly what is real, what counterfeit: and so the ignorance in drunkenness or sleep is not admitted as a plea. But in the Great Day, wherein the secrets of all hearts shall be laid open, it may be reasonable to think, no one shall be made to answer for what he knows nothing of; but shall receive his doom, his conscience accusing or excusing him.
  23. Consciousness alone unites remote existences into one Person. (See Bennett28)
    • Nothing but consciousness can unite remote existences into the same person: the identity of substance will not do it; for whatever substance there is, however framed, without consciousness there is no person: and a carcass may be a person, as well as any sort of substance be so, without consciousness.
    • Could we suppose two distinct incommunicable consciousnesses acting the same body, the one constantly by day, the other by night; and, on the other side, the same consciousness, acting by intervals, two distinct bodies: I ask, in the first case, whether the day and the night—man would not be two as distinct persons as Socrates and Plato? And whether, in the second case, there would not be one person in two distinct bodies, as much as one man is the same in two distinct clothings? Nor is it at all material to say, that this same, and this distinct consciousness, in the cases above mentioned, is owing to the same and distinct immaterial substances, bringing it with them to those bodies; which, whether true or no, alters not the case: since it is evident the personal identity would equally be determined by the consciousness, whether that consciousness were annexed to some individual immaterial substance or no. For, granting that the thinking substance in man must be necessarily supposed immaterial, it is evident that immaterial thinking thing may sometimes part with its past consciousness, and be restored to it again: as appears in the forgetfulness men often have of their past actions; and the mind many times recovers the memory of a past consciousness, which it had lost for twenty years together. Make these intervals of memory and forgetfulness to take their turns regularly by day and night, and you have two persons with the same immaterial spirit, as much as in the former instance two persons with the same body. So that self is not determined by identity or diversity of substance, which it cannot be sure of, but only by identity of consciousness.
  24. Not the substance with which the consciousness may be united. (See Bennett29)
    • Indeed it may conceive the substance whereof it is now made up to have existed formerly, united in the same conscious being: but, consciousness removed, that substance is no more itself, or makes no more a part of it, than any other substance; as is evident in the instance we have already given of a limb cut off, of whose heat, or cold, or other affections, having no longer any consciousness, it is no more of a man's self than any other matter of the universe. In like manner it will be in reference to any immaterial substance, which is void of that consciousness whereby I am myself to myself: so that I cannot upon recollection join with that present consciousness whereby I am now myself, it is, in that part of its existence, no more MYSELF than any other immaterial being. For, whatsoever any substance has thought or done, which I cannot recollect, and by my consciousness make my own thought and action, it will no more belong to me, whether a part of me thought or did it, than if it had been thought or done by any other immaterial being anywhere existing.
  25. Consciousness unites substances, material or spiritual, with the same personality. (See Bennett30)
    • I agree, the more probable opinion is, that this consciousness is annexed to, and the affection of, one individual immaterial substance.
    • But let men, according to their diverse hypotheses, resolve of that as they please. This every intelligent being, sensible of happiness or misery, must grant—that there is something that is HIMSELF, that he is concerned for, and would have happy; that this self has existed in a continued duration more than one instant, and therefore it is possible may exist, as it has done, months and years to come, without any certain bounds to be set to its duration; and may be the same self, by the same consciousness continued on for the future. And thus, by this consciousness he finds himself to be the same self which did such and such an action some years since, by which he comes to be happy or miserable now. In all which account of self, the same numerical SUBSTANCE is not considered a making the same self; but the same continued CONSCIOUSNESS, in which several substances may have been united, and again separated from it, which, whilst they continued in a vital union with that wherein this consciousness then resided, made a part of that same self. Thus any part of our bodies, vitally united to that which is conscious in us, makes a part of ourselves: but upon separation from the vital union by which that consciousness is communicated, that which a moment since was part of ourselves, is now no more so than a part of another man's self is a part of me: and it is not impossible but in a little time may become a real part of another person. And so we have the same numerical substance become a part of two different persons; and the same person preserved under the change of various substances. Could we suppose any spirit wholly stripped of all its memory of consciousness of past actions, as we find our minds always are of a great part of ours, and sometimes of them all; the union or separation of such a spiritual substance would make no variation of personal identity, any more than that of any particle of matter does. Any substance vitally united to the present thinking being is a part of that very same self which now is; anything united to it by a consciousness of former actions, makes also a part of the same self, which is the same both then and now.
  26. Person a forensic Term. (See Bennett31)
    • PERSON, as I take it, is the name for this self. Wherever a man finds what he calls himself, there, I think, another may say is the same person. It is a forensic term, appropriating actions and their merit; and so belongs only to intelligent agents, capable of a law, and happiness, and misery. This personality extends itself beyond present existence to what is past, only by consciousness,—whereby it becomes concerned and accountable; owns and imputes to itself past actions, just upon the same ground and for the same reason as it does the present. All which is founded in a concern for happiness, the unavoidable concomitant of consciousness; that which is conscious of pleasure and pain, desiring that that self that is conscious should be happy. And therefore whatever past actions it cannot reconcile or APPROPRIATE to that present self by consciousness, it can be no more concerned in than if they had never been done: and to receive pleasure or pain, i.e. reward or punishment, on the account of any such action, is all one as to be made happy or miserable in its first being, without any demerit at all. For, supposing a MAN punished now for what he had done in another life, whereof he could be made to have no consciousness at all, what difference is there between that punishment and being CREATED miserable? And therefore, conformable to this, the apostle tells us, that, at the great day, when every one shall 'receive according to his doings, the secrets of all hearts shall be laid open.' The sentence shall be justified by the consciousness all persons shall have, that THEY THEMSELVES, in what bodies soever they appear, or what substances soever that consciousness adheres to, are the SAME that committed those actions, and deserve that punishment for them.
  27. Suppositions that look strange are pardonable in our ignorance. (See Bennett32)
    • I am apt enough to think I have, in treating of this subject, made some suppositions that will look strange to some readers, and possibly they are so in themselves. But yet, I think they are such as are pardonable, in this ignorance we are in of the nature of that thinking thing that is in us, and which we look on as OURSELVES. Did we know what it was; or how it was tied to a certain system of fleeting animal spirits; or whether it could or could not perform its operations of thinking and memory out of a body organized as ours is; and whether it has pleased God that no one such spirit shall ever be united to any but one such body, upon the right constitution of whose organs its memory should depend; we might see the absurdity of some of those suppositions I have made. But taking, as we ordinarily now do (in the dark concerning these matters,) the soul of a man for an immaterial substance, independent from matter, and indifferent alike to it all; there can, from the nature of things, be no absurdity at all to suppose that the same SOUL may at different times be united to different BODIES, and with them make up for that time one MAN: as well as we suppose a part of a sheep's body yesterday should be a part of a man's body to-morrow, and in that union make a vital part of Meliboeus himself, as well as it did of his ram.
  28. The Difficulty from ill Use of Names. (See Bennett33)
    • To conclude: Whatever substance begins to exist, it must, during its existence, necessarily be the same: whatever compositions of substances begin to exist, during the union of those substances, the concrete must be the same: whatsoever mode begins to exist, during its existence it is the same: and so if the composition be of distinct substances and different modes, the same rule holds. Whereby it will appear, that the difficulty or obscurity that has been about this matter rather rises from the names ill-used, than from any obscurity in things themselves. For whatever makes the specific idea to which the name is applied, if that idea be steadily kept to, the distinction of anything into the same and divers will easily be conceived, and there can arise no doubt about it.
  29. Continuance of that which we have made to be our complex idea of man makes the same man. (See Bennett34)
    • For, supposing a rational spirit be the idea of a MAN, it is easy to know what is the same man, viz. the same spirit—whether separate or in a body—will be the SAME MAN. Supposing a rational spirit vitally united to a body of a certain conformation of parts to make a man; whilst that rational spirit, with that vital conformation of parts, though continued in a fleeting successive body, remains, it will be the SAME MAN. But if to any one the idea of a man be but the vital union of parts in a certain shape; as long as that vital union and shape remain in a concrete, no otherwise the same but by a continued succession of fleeting particles, it will be the SAME MAN. For, whatever be the composition whereof the complex idea is made, whenever existence makes it one particular thing under any denomination, THE SAME EXISTENCE CONTINUED preserves it the SAME individual under the same denomination.

John Locke, “Of Identity and Diversity”
Chapter XXVII of An Essay Concerning Human Understanding, Jonathan Bennett’s ‘translation’

Full Text

  1. Another context in which the mind compares things [= ‘considers things together’] is their very being: when we consider something as existing at a given time and place and compare it with itself existing at another time, we are led to form the ideas of identity and diversity. [In this context ‘diversity’ means ‘non-identity’. To say that x is diverse from y is to say only that x is not y.] When we see a thing—any thing, of whatever sort—to be in a certain place at a certain time, we are sure that it is that very thing and not another thing existing at that time in some other place, however alike the two may be in all other respects. And in this consists identity, when the ideas to which it is attributed don’t vary from what they were at the moment of their former existence that we are comparing with the present. We never find—and can’t even conceive of—two things of the same kind existing in the same place at the same time, so we rightly conclude that whatever exists in a certain place at a certain time excludes all ·others· of the same kind, and is there itself alone. So when we ask whether a thing is ‘the same’ or not, we are always referring to something that existed at a given time in a given place, a thing that at that instant was certainly the same as itself and not the same as anything else. From this it follows that •one thing can’t have two beginnings of existence because it is impossible for one thing to be in different places ·at the same time·, and •two things can’t have one beginning, because it is impossible for two things of the same kind to exist in the same instant at the very same place. Thus, what had one beginning is the same thing; and what had a different beginning in time and place from that is not the same but diverse. The difficulties philosophers have had with this relation ·of identity· have arisen from their not attending carefully to the precise notions of the things to which it is attributed.
  2. We have ideas of only three sorts of substances: God, finite intelligences, and bodies. 1 God is without beginning, eternal, unalterable, and everywhere; and so there can be no doubt concerning his identity. 2 Each finite spirit had its determinate time and place of beginning to exist, so its relation to that time and place will always determine its identity for as long as it exists. 3 The same holds for every particle of matter, which continues as the same as long as no matter is added to or removed from it. . . . These three sorts of ‘substances’ (as we call them) don’t exclude one another out of the same place, but we can’t conceive any of them allowing another of the same kind into its place. If that were to happen, the notions and names of identity and diversity would be useless, and there would be no way of distinguishing substances or anything else from one another. For example: if two bodies could be in the same place at the same time, then those two portions of matter would be one and the same, whatever their size. Indeed, all bodies would be one and the same, because allowing two bodies to be in one place ·at one time· allows for all bodies to do so. To suppose this ·to be possible· is to obliterate the distinction between identity and diversity, the difference between one and more. . . . ·
    That all concerned the identity of substances·. There remain modes and relations, but because they ultimately depend on substances [Locke says they are ‘ultimately terminated in substances’], the identity and diversity of each particular one of them will be determined in the same way as the identity of particular substances.
    Questions of identity and diversity don’t arise for things whose existence consists in a sequence ·of events·, such as the actions of finite beings, e.g. motion and thought. Because each of these ·events· perishes the moment it begins, they can’t exist at different times or in different places, as enduring things can; and therefore no motion or thought can be the same as any earlier motion or thought.
  3. There has been much enquiry after the principle of individuation; but what I have said enables us easily to discover what that is: it is existence itself, which ties a being of a given sort to a particular time and place that can’t be shared by any other being of the same kind. This seems easier to conceive in simple substances or modes, but if we are careful we can just as easily apply it to compound ones. Consider an atom, i.e. a continued body under one unchanging surface, existing at a particular time and place: it is evident that at that instant it is the same as itself. For being at that instant what it is and nothing else, it is the same and so must continue as long as its existence is continued; for so long it will be the same and no other. [That sentence is Locke’s.] Similarly, if two or more atoms are joined together into a single mass, every one of those atoms will be the same by the foregoing rule. And while they exist united together, the mass whose parts they are must be the same mass, or the same body, however much the parts have been re-arranged. But if one atom is removed from the mass, or one new one added, it is no longer the same mass, or the same body. The identity of living creatures depends not on a mass of the same particles but on something else. For in them the variation of large amounts of matter doesn’t alter the identity. An oak growing from a sapling to a great tree, and then lopped, is still the same oak; and a colt grown up to be a horse, sometimes fat, sometimes lean, is the same horse throughout all this. In neither case is there the same mass of matter, though there truly is the same oak, or horse. That is because in these two cases, a mass of matter and a living body, identity isn’t applied to the same thing.
  4. How, then, does an oak differ from a mass of matter? The answer seems to me to be this: the mass is merely the cohesion of particles of matter anyhow united, whereas the oak is such a disposition of particles as constitutes the parts of an oak, and an organization of those parts that enables the whole to receive and distribute nourishment so as to continue and form the wood, bark, and leaves, etc. of an oak, in which consists the vegetable life. Thus, something is one plant if it has an organization of parts in one cohering body partaking of one common life, and it continues to be the same plant as long as it partakes of the same life, even if that life is passed along to new particles of matter vitally united to the living plant, in a similar continued organization suitable for that sort of plants. This organization is at any one instant in some one collection of matter, which distinguishes it from all others at that instant; and what has the identity that makes the same plant is
      that individual life, existing constantly from that moment forwards and backwards, in the same continuity of imperceptibly succeeding parts united to the living body of the plant.
    It also makes all the parts of it be parts of the same plant, for as long as they exist united in that continued organization that is fit to convey that common life to all the parts so united.
  5. The identity of lower animals is sufficiently like that for anyone to be able to see, from what I have said, what makes one animal and continues it the same. It can be illustrated by something similar, namely the identity of machines. What is a watch? Clearly it is nothing but a construction of parts organized to a certain end—an end that it can attain when sufficient force is applied to it. If we suppose this machine to be one continued body whose parts were repaired, added to, or subtracted from, by a constant addition or separation of imperceptible parts, with one common life, it would be very much like the body of an animal; with the difference that in an animal the fitness of the organization and the motion wherein life consists begin together, because the motion comes from within; but in a machine the force can be seen to come from outside, and is often lacking even when the machine is in order and well fitted to receive it—·for example, when a clock isn’t wound up·.
  6. This also shows what the identity of the same man consists in, namely: a participation in the same continued life by constantly fleeting particles of matter that are successively vitally united to the same organized body. If you place the identity of man in anything but this, you’ll find it hard to make an embryo and an adult the same man, or a well man and a madman the same man. ·Your only chance of doing this is by tying ‘same man’ to ‘same soul’, but by that standard you will· make it possible for Seth, Ismael, Socrates, Pilate, St. Augustine, and Cesare Borgia to be the same man. If identity of soul alone makes the same man, and nothing in the nature of matter rules out an individual spirit’s being united to different bodies, it will be possible that those men with their different characters and living at widely different times, may have been the same man! That strange way of using the word ‘man’ is what one is led to by giving it a meaning from which body and shape are excluded. . . .
  7. So unity of substance does not constitute all sorts of identity. To conceive and judge correctly about identity, we must consider what idea the word it is applied to stands for: it is one thing to be the same substance, another the same man, and a third the same person, if ‘person’, ‘man’, and ‘substance’ are names for three different ideas; for such as is the idea belonging to that name, such must be the identity. If this had been more carefully attended to, it might have prevented a great deal of that confusion that often occurs regarding identity, and especially personal identity, to which I now turn ·after one more section on ‘same man’.
  8. An animal is a living organized body; and consequently the same animal, as I have said, is the same continued life communicated to different particles of matter, as they are successively united to that organized living body. And whatever other definitions are propounded, there should be no doubt that the word ‘man’ as we use it stands for the idea of an animal of a certain form. ·The time-hallowed definition of ‘man’ as ‘rational animal’ is wrong·. If we should see •a creature of our own shape and ·physical· constitution, though it had no more reason all its life than a cat or a parrot, we would still call him a man; and anyone who heard •a cat or a parrot talk, reason, and philosophize would still think it to be a cat or a parrot and would describe it as such. One of these two is •a dull, irrational man, the other •a very intelligent rational parrot. [Locke then quotes a tediously long traveller’s tale about encountering a rational parrot. His point is that someone who believes this account will go thinking of this rational animal as a parrot, not as a man.]
  9. With ‘same man’ in hand, let us turn to ‘same person’. To find what personal identity consists in, we must consider what ‘person’ stands for. I think it is a thinking intelligent being, that has reason and reflection, and can consider itself as itself, the same thinking thing at different times and places. What enables it to think of itself is its consciousness, which is inseparable from thinking and (it seems to me) essential to it. It is impossible for anyone to perceive, without perceiving that he perceives. When we see, hear, smell, taste, feel, meditate, or will anything, we know that we do so. It is always like that with our present sensations and perceptions. And it is through this that everyone is to himself that which he calls ‘self’, not raising the question of whether the same self is continued in the same substance. Consciousness always accompanies thinking, and makes everyone to be what he calls ‘self’ and thereby distinguishes himself from all other thinking things; in this alone consists personal identity, i.e. the sameness of a rational being; and as far as this consciousness can be extended backwards to any past action or thought, so far reaches the identity of that person; it is the same self now that it was then; and this present self that now reflects on it is the one by which that action was performed.
  10. Given that it is the same person, is it the same identical substance? Most people would think that it is the same substance if these perceptions with their consciousness always remained present in the mind, making the same thinking thing always consciously present and (most people would think) evidently the same to itself. What seems to make the difficulty—·that is, to make it at least questionable whether the same person must be the same substance·—is the following fact. •Consciousness is often interrupted by forgetfulness, and at no moment of our lives do we have the whole sequence of all our past actions before our eyes in one view; even the best memories lose the sight of one part while they are viewing another. Furthermore, •for the greatest part of our lives we don’t reflect on our past selves at all, because we are intent on our present thoughts or (in sound sleep) have no thoughts at all, or at least none with the consciousness that characterizes our waking thoughts. In all these cases our consciousness is interrupted, and we lose the sight of our past selves, and so doubts are raised as to whether or not we are the same thinking thing, i.e. the same substance.
    That may be a reasonable question, but it has nothing to do with personal identity. For the latter, the question is about what makes the same person, and not whether the same identical substance always thinks in the same person. Different substances might all partake in a single consciousness and thereby be united into one person, just as different bodies can enter into the same life and thereby be united into one animal, whose identity is preserved throughout that change of substances by the unity of the single continued life. What makes a man be himself to himself is sameness of consciousness, so personal identity depends entirely on that—whether the consciousness is tied to one substance throughout or rather is continued in a series of different substances. For as far as any thinking being can repeat the idea of any past action with the same consciousness that he had of it at first, and with the same consciousness he has of his present actions, so far is he the same personal self. For it is by the consciousness he has of his present thoughts and actions that he is self to himself now, and so will be the same self as far as the same consciousness can extend to actions past or to come. Distance of time doesn’t make him two or more persons, and nor does change of substance; any more than a man is made to be two men by having a long or short sleep or by changing his clothes.
  11. Our own bodies give us some kind of evidence for this. All the particles of your body, while they are vitally united to a single thinking conscious self—so that you feel when they are touched, and are affected by and conscious of good or harm that happens to them—are a part of yourself, i.e. of your thinking conscious self. Thus the limbs of his body are to everyone a part of himself; he feels for them and is concerned for them. Cut off a hand and thereby separate it from that consciousness the person had of its heat, cold, and other states, and it is then no longer a part of himself, any more than is the remotest material thing. Thus we see the substance of which the personal self consisted at one time may be varied at another without change of personal identity; for there is no doubt that it is the same person, even though one of its limbs has been cut off.
  12. But it is asked: Can it be the same person if the substance changes? and Can it be different persons if the same substance does the thinking throughout? ·
    Before I address these questions in sections 13 and 14, there’s a preliminary point I want to make. It is that· neither question is alive for those who hold that thought is a property of a purely material animal constitution, with no immaterial substance being involved. Whether or not they are right about that, they obviously conceive personal identity as being preserved in something other than identity of substance; just as animal identity is preserved in identity of life, not of substance. ·This pair of questions does present a challenge to· •those who hold that only immaterial substances can think, ·and that sameness of person requires sameness of immaterial substance. Before •they can confront their materialist opponents, they· have to show why personal identity can’t be preserved through a change of immaterial substances, just as animal identity is preserved through a change of material substances. Unless they say that what makes the same life ·and thus the animal identity· in lower animals is one immaterial spirit, just as (according to them) one immaterial spirit makes the same person in men—and Cartesians at least won’t take that way out, for fear of making the lower animals thinking things too.
  13. As to the first question, If the thinking substance is changed, can it be the same person?, I answer that this can be settled only by those who know •what kind of substances they are that think, and •whether the consciousness of past actions can be transferred from one such substance to another. Admittedly, if the same consciousness were •the same individual action, it couldn’t be transferred ·because in that case bringing a past headache (say) into one’s consciousness would be bringing back that very headache, and that is tied to the substance to which it occurred. But a present consciousness of a past event isn’t like that. Rather·, it is •a present representation of a past action, and we have still to be shown why something can’t be represented to the mind as having happened though really it did not. How far the consciousness of past actions is tied to one individual agent, so that another can’t possibly have it, will be hard for us to determine until we know
      •what kind of action it is that can’t be done without a reflex act of perception accompanying it, and
      •how such an action is done by thinking substances who can’t think without being conscious of it.
    In our present state of knowledge it is hard to see how it can be impossible, in the nature of things, for an intellectual substance to have represented to it as done by itself something that it never did, and was perhaps done by some other agent. . . . Until we have a clearer view of the nature of thinking substances, we had better assume that such changes of substance within a single person never do in fact happen, basing this on the goodness of God. Having a concern for the happiness or misery of his creatures, he won’t transfer from one ·substance· to another the consciousness that draws reward or punishment with it. . . .
  14. The second question, Can it be different persons if the same substance does the thinking throughout?, seems to me to arise out of the question of whether the following is possible:
      An immaterial being that has been conscious of the events in its past is wholly stripped of all that consciousness, losing it beyond the power of ever retrieving it again; so that now it (as it were) opens a new account, with a new starting date, having a consciousness that can’t reach ·back· beyond this new state. ·
    •Really, the question is whether if this happened it could be the same person who had first one consciousness and then another, with no possibility of communication between them·. [Locke says that this must be regarded as possible by ‘those who hold pre-existence’, that is, who believe in reincarnation. He attacks them, thereby attacking the separation of ‘same person’ from ‘same consciousness’, and proposes a thoughtexperiment:] Reflect on yourself, and conclude that you have in yourself an immaterial spirit that is what thinks in you, keeps you the same throughout the constant change of your body, and is what you call ‘myself’. Now try to suppose also that it is the same soul that was in Nestor or Thersites at the siege of Troy. This isn’t obviously absurd; for souls, as far as we know anything of their nature, can go with any portion of matter as well as with any other; so the •soul ·or thinking substance· that is now yourself may once really have been the •soul of someone else, such as Thersites or Nestor. But you don’t now have any consciousness of any of the actions either of those two; so can you conceive yourself as being the same •person with either of them? Can their actions have anything to do with you? Can you attribute those actions to yourself, or think of them as yours more than the actions of any other men that ever existed? ·Of course you can’t·. . . .
  15. So we can easily conceive of being the same person at the resurrection, though in a body with partly different parts or structure from what one has now, as long as the same consciousness stays with the soul that inhabits the body. But the soul alone, in the change of bodies, would not be accounted enough to make the same man—except by someone who identifies the soul with the man. If the soul of a prince, carrying with it the consciousness of the prince’s past life, were to enter and inform the body of a cobbler who has been deserted by his own soul, everyone sees that he would be the same person as the prince, accountable only for the prince’s actions; but who would say it was the same man? The body contributes to making the man, and in this case I should think everyone would let the body settle the ‘same man’ question, not dissuaded from this by the soul, with all its princely thoughts. To everyone but himself he would be the same cobbler, the same man. I know that in common parlance ‘same person’ and ‘same man’ stand for the same thing; and of course everyone will always be free to speak as he pleases, giving words what meanings he thinks fit, and changing them as often as he likes. Still, when we want to explore what makes the same spirit, man, or person, we must fix the ideas of spirit, man, or person in our minds; and when we have become clear about what we mean by them, we shan’t find it hard to settle, for each of them, when it is ‘the same’ and when not.
  16. But although the same •immaterial substance or soul does not by itself, in all circumstances, make the same man, it is clear that •consciousness unites actions—whether from long ago or from the immediately preceding moment—into the same person. Whatever has the consciousness of present and past actions is the same person to whom they both belong. If my present consciousness that I am now writing were also a consciousness that •I saw an overflowing of the Thames last winter and that •I saw Noah’s ark and the flood, I couldn’t doubt that I who write this now am the same self that saw the Thames overflowed last winter and viewed the flood at the general deluge—place that self in what substance you please. I could no more doubt this than I can doubt that I who write this am the same myself now while I write as I was yesterday, whether or not I consist of all the same substance, material or immaterial. For sameness of substance is irrelevant to sameness of self: I am as much involved in—and as justly accountable for—•an action that was done a thousand years ago and is appropriated to me now by this self-consciousness as I am for •what I did a moment ago.
  17. Self is that conscious thinking thing that feels or is conscious of pleasure and pain and capable of happiness or misery, and so is concerned for itself as far as that consciousness extends. (This holds true whatever substance the thinking thing is made up of; it doesn’t matter whether it is spiritual or material, simple or compounded.) You must find that while your little finger is brought under your consciousness it is as much a part of yourself as is your head or your heart. If the finger were amputated and this consciousness went along with it, deserting the rest of the body, it is evident that the little finger would then be the person, the same person; and ·this· self would then would have nothing to do with the rest of the body. As with spatial separation so also with temporal: something with which the consciousness of this present thinking thing can join itself makes the same person, and is one self with it, as everyone who reflects will perceive.
  18. Personal identity is the basis for all the right and justice of reward and punishment. What everyone is concerned for, for himself, is happiness and misery—with no concern for what becomes of any substance that isn’t connected with that consciousness. [Locke goes on to apply that to his ‘finger’ example, supposing that the finger takes the original consciousness with it, and that the rest of the body acquires a new consciousness.]
  19. This illustrates my thesis that personal identity consists not in the identity of substance but in the identity of consciousness. If Socrates and the present mayor of Queenborough agree in that, they are the same person; if Socrates awake doesn’t partake of the same consciousness as Socrates sleeping, they aren’t the same person. And to punish Socrates awake for something done by sleeping Socrates without Socrates awake ever being conscious of it would be as unjust as to punish someone for an action of his twin brother’s merely because their outsides were so alike that they couldn’t be distinguished.
  20. It may be objected: ‘Suppose I wholly lose the memory of some parts of my life beyond any possibility of retrieving them, so that I shall never be conscious of them again; aren’t I still the same person who did those actions, had those thoughts that I once was conscious of, even though I have now forgotten them?’ To this I answer that we must be careful about what the word ‘I’ is applied to. This objector is thinking of sameness of the man, and calls it ‘I’ because he assumes that the same man is the same person. But ·the assumption isn’t necessarily correct·. If one man could have distinct disconnected consciousnesses at different times, that same man would certainly make different persons at different times. That this is what people in general think can be seen in the most solemn declaration of their opinions: human laws don’t punish the madman for the sane man’s actions, or the sane man for what the madman did, because they treat them as two persons. This is reflected in common speech when we say that someone is ‘not himself’ or is ‘beside himself’. Those phrases insinuate that the speaker thinks—or that those who coined the phrases thought—that the self was changed, the self-same person was no longer in that man.
  21. ‘It is still hard to conceive that Socrates, the same individual man, might be two persons.’ To help us with this we must consider what is meant by ‘Socrates’, or ‘the same individual man’. ·There are three options·. The same man might be any of these:
    • 1. the same individual, immaterial, thinking substance; in short, the numerically-same soul and nothing else,
    • 2. the same animal, without any regard to an immaterial soul,
    • 3. the same immaterial spirit united to the same animal.
    Help yourself! On any of these accounts of ‘same man’, it is impossible for personal identity to consist in anything but consciousness, or reach any further than that does.
    According to 1, a man born of different women, and in distant times, might still be the same man. Anyone who allows this must also allow that the same man could be two distinct persons. . . .
    According to 2 and 3, •Socrates in this life cannot be the same man as •anyone in the after-life. The only way to do this—·allowing for the possibility that •Socrates in Athens and •Socrates in Limbo are the same man·—is through an appeal to sameness of consciousness; and that amounts to equating human identity—·‘same man’·—with personal identity. But ·that equation is problematic, because· it makes it hard to see how the •infant Socrates can be the same man as •Socrates after the resurrection. There seems to be little agreement about what makes a man, and thus about what makes the same individual man; but whatever we think about that, if we are not to fall into great absurdities we must agree that sameness of person resides in consciousness.
  22. You may want to object: ‘But isn’t a man drunk and sober the same person? Why else is he punished for what he does when drunk, even if he is never afterwards conscious of it? He is just as much a single person as a man who walks in his sleep and is answerable, while awake, for any harm he did in his sleep.’ ·Here is my reply to that·. Human laws punish both, with a justice suitable to the state of knowledge of those who administer the law: in these cases they can’t distinguish for sure what is real from what is counterfeit; and so they don’t allow the ignorance in drunkenness or sleep as a plea. Granted: punishment is tied to personhood, which is tied to consciousness, and the drunkard may not be conscious of what he did; but the courts justly punish him, because •his bad actions are proved against him, and •his lack of consciousness of them can’t be proved for him. It may be reasonable to think that on the great day when the secrets of all hearts are laid open, nobody will be held accountable for actions of which he knows nothing; everybody will receive his sentence with his conscience ·agreeing with God’s judgment by· accusing or excusing him.
  23. Nothing but consciousness can unite remote existences into the same person. The identity of substance won’t do it. For whatever substance there is, and whatever it is like, without consciousness there is no person. A substance without consciousness can no more be a person that a carcass can.
  24. [In the remainder of the above section, and in section 24, Locke discusses possible cases: two persons who take turns in animating one animal body (‘the night man and the day man’); and one person who alternately animates two different animal bodies. The central emphasis throughout is on the uselessness in these questions of the concept of the same immaterial substance.]
  25. I agree ·that on the question of contingent fact· the more probable opinion is that this consciousness is tied to, and is a state of, a single immaterial substance. Please yourself about that. However, every thinking being that can experience happiness or misery must grant that
      there is something, himself, that he is concerned for and wants to be happy; and that this self has existed continuously for a period of time and therefore may exist for months and years to come, with no set limit to its duration, and thus may be the same self carried by consciousness into the future.
    It is through this consciousness that he finds himself to be the same self that acted thus and so some years ago and through which he is happy or miserable now. In all these thoughts we place sameness of self in sameness not of substance but of consciousness. Substances might come and go through the duration of such a consciousness; and for as long as a substance is in a vital union with the thing containing this consciousness it is a part of that same self. Thus, any part of my body, while vitally united to that which is conscious in me, is a part of myself (·for example my little finger, while it relates to me in such a way that if it is damaged I feel pain·); but when the vital union is broken, what was a part of myself a moment ago is now not so, any more than a part of another man’s self is a part of me. [The rest of the section illustrates and repeats this line of thought.]
  26. ‘Person’, I take it, is the name for this self. Wherever you find what you call ‘myself’, anyone else may say there is ‘the same person’. ‘Person’ is a forensic term [= ‘a term designed for use in legal proceedings’], having to do with actions and their merit; and so it applies only to active thinking beings that are capable of a law, and of happiness and misery. It is only through consciousness that this personality [Locke’s word] extends itself beyond present existence to what is past, becoming concerned and accountable; the person owns and attributes past actions to itself for the same reason that it does the present. All this is founded in a concern for happiness, which unavoidably accompanies consciousness— something that is conscious of pleasure and pain desires that the self that is conscious should be happy. As for past actions that the self cannot through consciousness square with or join to the present self—it can no more be concerned with them than if they had never been done. To •receive pleasure or pain, i.e. reward or punishment, on account of any such action is all of a piece with •being born happy or miserable, without any ·merit or· demerit at all. Suppose a man were punished now for what he had done in another life of which he cannot have any consciousness, how does that ·so-called· punishment differ from simply being created miserable?. . . .
  27. In treating this subject I have considered as perhapspossible some states of affairs—·e.g. the one about the prince and the cobbler·—that will look strange to some readers, and perhaps are strange. But I think they are permissible, given our ignorance about the nature of the thinking thing in us which we look on as ourselves. If we knew with regard to this thinking thing
      •what it is, or
      •how it is tied to a certain system of fleeting animal spirits [see note in viii.12], or
      •whether or not it can perform its operations of thinking and memory outside of a body organized as ours is, and
      •whether God has decided that every such spirit ·or thinking thing· shall be united to only one such body, with its memory depending on the health of that body’s organs,
    we might see the absurdity of some of the cases I considered. But as we are in the dark about these matters, we ordinarily think of the ·thinking thing or· soul of a man as an immaterial substance, owing nothing to matter and compatible with any kind of matter; and on that basis there cannot from the nature of things be any absurdity in supposing that the same soul might at different times be united to different bodies, making one man with each of them for as long as they were united. . . .
  28. To conclude: •any substance that begins to exist must during its existence necessarily be the same; •any complex of substances that begins to exist must during the existence of its component parts be the same; •any mode that begins to exist is throughout its existence the same. . . . It appears from this that the difficulty or obscurity that people have found in this matter has arisen from the poor use of words rather than from any obscurity in things themselves. For whatever makes the specific idea to which the name is applied, if we steadily keep to that idea it will be easy for us to distinguish same and different, with no doubts arising. ·I defend this in the next, final section·.
  29. •Suppose we take a man to be a rational spirit, then it is easy to know what is the same man, namely the same spirit—whether or not it is embodied. •Suppose our idea of a man is a rational spirit vitally united to a body with a certain structure; then such a rational spirit will be the same man as long as it is united to such a body, though it needn’t be the same body throughout. •If anyone’s idea of a man is that of the vital union of parts in a certain shape [here = ‘structure’], as long as that vital union and shape remain in a compound body, remaining the same except for a turnover in its constituent particles, it will be the same man. For the complex idea we use when classifying a thing as being of a certain kind also determines what it is for a thing of that kind to continue in existence.



In-Page Footnotes

Footnote 1:
  • This is the write-up as it was when this Abstract was last output, with text as at the timestamp indicated (03/05/2025 12:53:17).
  • Link to Latest Write-Up Note.
Footnote 11:
  • The text of Section 8 – “Same Man” – is much fuller in the Nidditch Edition than in the text above, which comes from the Second Edition.
  • I’ve not collated the whole text: I’ll check the Sections as and when I need to consider them in detail.

Text Colour Conventions (see disclaimer)

  1. Blue: Text by me; © Theo Todman, 2025
  2. Mauve: Text by correspondent(s) or other author(s); © the author(s)



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